| Jan 30, 2026 | DANIEL SIMKOWITZ | CO-PRESIDENT | -32.97K | $182.61 | -$6.02M | SELL | -8.41% | 359.14K | Jan 30 | View |
| Jan 22, 2026 | SHARON YESHAYA | CHIEF FINANCIAL OFFICER | -15.84K | $185.77 | -$2.94M | SELL | -10.48% | 135.30K | Jan 20 | View |
| Jan 22, 2026 | CHARLES SMITH | CHIEF RISK OFFICER | -8.50K | $182.08 | -$1.55M | SELL | -6.39% | 124.62K | Jan 20 | View |
| Jan 22, 2026 | ANDREW SAPERSTEIN | CO-PRESIDENT | -30.33K | $183.62 | -$5.57M | SELL | -9.76% | 280.48K | Jan 20 | View |
| Jan 22, 2026 | Michael Pizzi | HEAD TECHNOLOGY & OPERATIONS | -20.00K | $184.55 | -$3.69M | SELL | -13.53% | 127.87K | Jan 20 | View |
| Jan 22, 2026 | ERIC GROSSMAN | CHIEF LEGAL/ADMIN OFFICER | -24.05K | $184.00 | -$3.97M | SELL | -12.49% | 168.51K | Jan 20 | View |
| Jan 22, 2026 | MANDELL CRAWLEY | CHIEF CLIENT OFFICER | -7.86K | $183.45 | -$1.44M | SELL | -10.25% | 68.79K | Jan 20 | View |
| Oct 31, 2025 | EDWARD PICK | CHAIRMAN AND CEO | -100.12K | $164.34 | -$16.43M | SELL | -11.68% | 756.84K | Oct 31 | View |
| Jul 18, 2025 | SHARON YESHAYA | CHIEF FINANCIAL OFFICER | -25.58K | $139.81 | -$3.58M | SELL | -16.59% | 128.66K | Jul 17 | View |
| Jul 18, 2025 | CHARLES SMITH | CHIEF RISK OFFICER | -20.00K | $140.30 | -$2.81M | SELL | -13.82% | 124.67K | Jul 17 | View |
| Jul 18, 2025 | DANIEL SIMKOWITZ | CO-PRESIDENT | -36.56K | $141.13 | -$4.09M | SELL | -8.50% | 393.32K | Jul 17 | View |
| Jul 18, 2025 | ANDREW SAPERSTEIN | CO-PRESIDENT | -43.57K | $140.97 | -$6.14M | SELL | -12.90% | 294.25K | Jul 17 | View |
| Jul 18, 2025 | Michael Pizzi | HEAD TECHNOLOGY & OPERATIONS | -18.75K | $140.62 | -$2.53M | SELL | -12.14% | 135.66K | Jul 17 | View |
| Jul 18, 2025 | ERIC GROSSMAN | CHIEF LEGAL/ADMIN OFFICER | -12.00K | $141.12 | -$1.69M | SELL | -6.05% | 186.42K | Jul 17 | View |
| May 12, 2025 | DANIEL SIMKOWITZ | CO-PRESIDENT | -29.01K | $127.37 | -$3.70M | SELL | -6.35% | 427.61K | May 12 | View |
| May 02, 2025 | Robert Herz | DIRECTOR | -800.00 | $119.32 | -$95.46K | SELL | -0.82% | 96.76K | May 02 | View |
| May 02, 2025 | ANDREW SAPERSTEIN | CO-PRESIDENT | -40.00K | $120.00 | -$4.80M | SELL | -10.64% | 335.77K | May 02 | View |
| Apr 16, 2025 | ERIC GROSSMAN | CHIEF LEGAL/ADMIN OFFICER | -10.07K | $111.65 | -$1.12M | SELL | -4.81% | 199.27K | Apr 15 | View |
| Jan 23, 2025 | MANDELL CRAWLEY | CHIEF CLIENT OFFICER | -8.31K | $138.06 | -$1.15M | SELL | -13.08% | 55.25K | Jan 22 | View |
| Jan 23, 2025 | ERIC GROSSMAN | CHIEF LEGAL/ADMIN OFFICER | -13.10K | $136.20 | -$1.78M | SELL | -6.22% | 197.44K | Jan 21 | View |
| Jan 23, 2025 | DANIEL SIMKOWITZ | CO-PRESIDENT | -36.63K | $136.61 | -$5.00M | SELL | -7.93% | 425.48K | Jan 21 | View |
| Jan 23, 2025 | ANDREW SAPERSTEIN | CO-PRESIDENT | -30.82K | $136.43 | -$4.20M | SELL | -8.61% | 327.01K | Jan 21 | View |
| Jan 23, 2025 | Michael Pizzi | HEAD TECHNOLOGY & OPERATIONS | -19.89K | $136.92 | -$2.52M | SELL | -12.74% | 136.29K | Jan 21 | View |
| Jan 23, 2025 | RAJA AKRAM | DEPUTY CHIEF FINANCIAL OFFICER | -17.50K | $136.01 | -$2.38M | SELL | -17.69% | 81.44K | Jan 21 | View |
| Oct 18, 2024 | STEPHEN LUCZO | DIRECTOR | -60.00K | $119.17 | -$7.15M | SELL | -27.75% | 156.24K | Oct 17 | View |
| Jul 26, 2024 | MANDELL CRAWLEY | CHIEF HUMAN RESOURCES OFFICER | -3.50K | $105.25 | -$368.38K | SELL | -7.49% | 43.22K | Jul 26 | View |
| Jul 19, 2024 | RAJA AKRAM | DEPUTY CHIEF FINANCIAL OFFICER | -7.50K | $106.37 | -$797.76K | SELL | -7.93% | 87.12K | Jul 18 | View |
| Jul 19, 2024 | SHARON YESHAYA | CHIEF FINANCIAL OFFICER | -15.55K | $104.00 | -$1.62M | SELL | -12.51% | 108.69K | Jul 19 | View |
| Jul 19, 2024 | Robert Herz | DIRECTOR | -1.00K | $106.62 | -$106.62K | SELL | -1.03% | 95.91K | Jul 17 | View |
| Jul 19, 2024 | DANIEL SIMKOWITZ | CO-PRESIDENT | -40.00K | $106.54 | -$4.26M | SELL | -8.26% | 444.24K | Jul 17 | View |
| Jul 19, 2024 | JAMES GORMAN | EXECUTIVE CHAIRMAN | -200.00K | $105.06 | -$21.01M | SELL | -56.82% | 152.01K | Jul 17 | View |
| May 16, 2024 | MANDELL CRAWLEY | CHIEF HUMAN RESOURCES OFFICER | -6.95K | $99.61 | -$692.66K | SELL | -13.06% | 46.27K | May 14 | View |
| Apr 19, 2024 | JAMES GORMAN | EXECUTIVE CHAIRMAN | -100.00K | $90.21 | -$9.02M | SELL | -11.56% | 764.87K | Apr 18 | View |
| Apr 19, 2024 | Aubrey Charles Smith III | CHIEF RISK OFFICER | -11.20K | $90.09 | -$1.01M | SELL | -7.85% | 131.42K | Apr 17 | View |
| Feb 14, 2024 | ANDREW SAPERSTEIN | CO-PRESIDENT | -26.66K | $87.19 | -$2.32M | SELL | -8.50% | 286.84K | Feb 12 | View |
| Feb 14, 2024 | JAMES GORMAN | EXECUTIVE CHAIRMAN | -100.00K | $87.30 | -$8.73M | SELL | -22.13% | 351.97K | Feb 12 | View |
| Feb 01, 2024 | ANDREW SAPERSTEIN | CO-PRESIDENT | -10.00K | $87.92 | -$879.17K | SELL | -3.09% | 313.49K | Jan 30 | View |
| Feb 01, 2024 | RAJA AKRAM | DEPUTY CHIEF FINANCIAL OFFICER | -4.50K | $87.41 | -$393.35K | SELL | -4.61% | 93.13K | Jan 30 | View |
| Feb 01, 2024 | ERIC GROSSMAN | CHIEF LEGAL/ADMIN OFFICER | -53.13K | $88.18 | -$4.68M | SELL | -18.46% | 234.63K | Jan 30 - Jan 31 | View |
| Jan 26, 2024 | JAMES GORMAN | EXECUTIVE CHAIRMAN | -50.00K | $87.93 | -$4.40M | SELL | -5.68% | 829.70K | Jan 26 | View |
| Jan 25, 2024 | JAMES GORMAN | EXECUTIVE CHAIRMAN | -155.00K | $87.93 | -$4.40M | SELL | -27.83% | 401.97K | Jan 25 | View |
| Jan 19, 2024 | RAJA AKRAM | DEPUTY CHIEF FINANCIAL OFFICER | 13.19K | $84.99 | -$1.46M | GRANT | 15.61% | 97.63K | Jan 17 - Jan 18 | View |
| Jan 19, 2024 | ANDREW SAPERSTEIN | CO-PRESIDENT | 12.65K | $85.61 | -$4.36M | GRANT | 4.07% | 323.49K | Jan 17 - Jan 19 | View |
| Jul 26, 2023 | EDWARD PICK | CO-PRESIDENT/HEAD IS | -100.00K | $94.33 | -$9.43M | SELL | -14.11% | 608.79K | Jul 24 | View |
| Jul 26, 2023 | JAMES GORMAN | CHAIRMAN AND CEO | -125.00K | $95.19 | -$11.90M | SELL | -10.98% | 1.01M | Jul 24 | View |
| Jul 21, 2023 | Aubrey Charles Smith III | CHIEF RISK OFFICER | -11.55K | $92.17 | -$1.06M | SELL | -7.85% | 135.63K | Jul 19 | View |
| Jul 21, 2023 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | -47.61K | $93.78 | -$3.53M | SELL | -13.29% | 310.70K | Jul 20 | View |
| Jul 21, 2023 | ANDREW SAPERSTEIN | CO-PRESIDENT/HEAD WM | -39.25K | $93.09 | -$3.65M | SELL | -16.76% | 194.92K | Jul 19 | View |
| Jul 21, 2023 | JAMES GORMAN | CHAIRMAN AND CEO | -125.00K | $92.35 | -$11.54M | SELL | -9.89% | 1.14M | Jul 19 | View |
| Jul 21, 2023 | RAJA AKRAM | DEPUTY CHIEF FINANCIAL OFFICER | -13.50K | $92.00 | -$1.24M | SELL | -13.99% | 82.98K | Jul 19 | View |
| May 17, 2023 | RAJA AKRAM | DEPUTY CHIEF FINANCIAL OFFICER | -7.32K | $82.95 | -$607.20K | SELL | -7.05% | 96.48K | May 15 | View |
| May 05, 2023 | THOMAS GLOCER | DIRECTOR | -4.54K | $87.11 | -$395.02K | SELL | -4.42% | 98.11K | May 03 | View |
| Feb 15, 2023 | ANDREW SAPERSTEIN | CO-PRESIDENT/HEAD WM | -70.78K | $98.37 | -$6.96M | SELL | -98.34% | 1.19K | Feb 13 | View |
| Feb 01, 2023 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | -23.21K | $96.32 | -$2.24M | SELL | -6.82% | 316.95K | Jan 30 - Jan 31 | View |
| Jan 27, 2023 | ALISTAIR DARLING | DIRECTOR | -2.00K | $94.70 | -$189.41K | SELL | -5.48% | 34.46K | Jan 25 | View |
| Jan 20, 2023 | RAJA AKRAM | DEPUTY CHIEF FINANCIAL OFFICER | 8.00K | $97.05 | -$1.46M | GRANT | 7.24% | 118.56K | Jan 18 | View |
| Jan 20, 2023 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | -15.75K | $97.06 | -$6.58M | SELL | -4.43% | 340.16K | Jan 18 | View |
| Jan 20, 2023 | EDWARD PICK | CO-PRESIDENT/HEAD IS | -104.63K | $97.00 | -$16.01M | SELL | -14.00% | 642.76K | Jan 18 | View |
| Jan 20, 2023 | ERIC GROSSMAN | CHIEF LEGAL/ADMIN OFFICER | -95.38K | $97.11 | -$13.18M | SELL | -28.85% | 235.23K | Jan 18 | View |
| Jan 20, 2023 | MANDELL CRAWLEY | CHIEF HUMAN RESOURCES OFFICER | 4.67K | $95.49 | -$747.68K | GRANT | 12.46% | 42.17K | Jan 18 - Jan 19 | View |
| Jan 20, 2023 | JAMES GORMAN | CHAIRMAN AND CEO | -265.17K | $96.96 | -$30.06M | SELL | -19.24% | 1.11M | Jan 18 | View |
| Jul 21, 2022 | ANDREW SAPERSTEIN | CO-PRESIDENT/HEAD WM | -100.00 | $0.00 | $0.00 | SELL | -100.00% | 0.00 | Jul 20 | View |
| May 13, 2022 | STEPHEN LUCZO | DIRECTOR | 25.00K | $79.30 | $1.98M | BUY | 12.23% | 229.45K | May 12 | View |
| Feb 09, 2022 | ANDREW SAPERSTEIN | CO-PRESIDENT/HEAD WM | -17.16K | $105.70 | -$1.81M | SELL | -8.68% | 180.57K | Feb 08 | View |
| Feb 09, 2022 | Keishi Hotsuki | CHIEF RISK OFFICER | -24.50K | $105.00 | -$2.57M | SELL | -8.29% | 270.99K | Feb 07 | View |
| Feb 02, 2022 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | -18.41K | $102.56 | -$1.89M | SELL | -5.70% | 304.57K | Jan 31 | View |
| Jan 28, 2022 | JONATHAN PRUZAN | CHIEF OPERATING OFFICER | -18.41K | $101.05 | -$1.86M | SELL | -5.90% | 293.60K | Jan 26 | View |
| Jan 21, 2022 | ANDREW SAPERSTEIN | CO-PRESIDENT/HEAD WM | 21.33K | $96.27 | -$2.96M | GRANT | 12.09% | 197.73K | Jan 20 | View |
| Jan 21, 2022 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -3.48K | $99.85 | -$4.75M | SELL | -1.19% | 289.48K | Jan 20 | View |
| Jan 21, 2022 | MANDELL CRAWLEY | CHIEF HUMAN RESOURCES OFFICER | -1.41K | $97.57 | -$1.12M | SELL | -3.73% | 36.31K | Jan 20 - Jan 21 | View |
| Nov 12, 2021 | ALISTAIR DARLING | DIRECTOR | -1.00K | $99.46 | -$99.46K | SELL | -2.97% | 32.67K | Nov 09 | View |
| Jul 23, 2021 | SHARON YESHAYA | CHIEF FINANCIAL OFFICER | -3.67K | $94.58 | -$347.21K | SELL | -13.40% | 23.72K | Jul 21 | View |
| Jul 16, 2021 | ANDREW SAPERSTEIN | CO-PRESIDENT/HEAD WM | -11.46K | $92.97 | -$1.07M | SELL | -6.17% | 174.21K | Jul 16 | View |
| Apr 21, 2021 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | -73.16K | $80.06 | -$5.86M | SELL | -21.35% | 269.46K | Apr 19 | View |
| Feb 18, 2021 | Keishi Hotsuki | CHIEF RISK OFFICER | -22.75K | $76.25 | -$1.73M | SELL | -8.14% | 256.79K | Feb 16 | View |
| Feb 11, 2021 | ROBERT ROONEY | HEAD TECH/OPS/RESILIENCE | -15.17K | $74.36 | -$1.13M | SELL | -6.16% | 230.90K | Feb 09 | View |
| Jan 22, 2021 | JEFFREY BRODSKY | CHIEF HUMAN RESOURCES OFFICER | 7.05K | $74.64 | -$1.83M | GRANT | 4.78% | 154.39K | Jan 21 | View |
| Jan 22, 2021 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | 12.59K | $74.77 | -$3.12M | GRANT | 4.99% | 264.66K | Jan 21 | View |
| Jan 22, 2021 | ANDREW SAPERSTEIN | HEAD WEALTH MANAGEMENT | 36.36K | $73.60 | -$3.21M | GRANT | 30.05% | 157.37K | Jan 21 - Jan 22 | View |
| Jan 22, 2021 | EDWARD PICK | HEAD INST'L SECURITIES | -18.93K | $75.05 | -$9.29M | SELL | -3.49% | 522.99K | Jan 21 | View |
| Jan 22, 2021 | JONATHAN PRUZAN | CHIEF FINANCIAL OFFICER | 38.61K | $74.67 | -$2.56M | GRANT | 17.49% | 259.36K | Jan 21 - Jan 22 | View |
| Jan 22, 2021 | JAMES GORMAN | CHAIRMAN AND CEO | -122.09K | $73.52 | -$16.71M | SELL | -10.66% | 1.02M | Jan 21 - Jan 22 | View |
| Nov 16, 2020 | HUTHAM OLAYAN | — | 25.00K | $55.40 | $1.39M | PURCHASE | 12.92% | 218.48K | Nov 12 | View |
| Oct 21, 2020 | MITSUBISHI UFJ FINANCIAL GROUP INC | — | -1.02M | $0.97 | -$986.99K | SELL | -100.00% | 0.00 | Jun 24 - Oct 19 | View |
| Oct 21, 2020 | MITSUBISHI UFJ FINANCIAL GROUP INC | — | 110.30 | $49.62 | -$10.96K | PURCHASE | 0.00% | 377.08M | May 14 - May 29 | View |
| Oct 21, 2020 | MITSUBISHI UFJ FINANCIAL GROUP INC | — | -570.72 | $49.83 | -$32.93K | PURCHASE | -0.00% | 404.87M | Oct 24 - Apr 24 | View |
| Oct 21, 2020 | MITSUBISHI UFJ FINANCIAL GROUP INC | — | 0.45 | $30.71 | $13.02 | PURCHASE | 0.00% | 432.02M | Oct 28 - Oct 19 | View |
| Jul 23, 2020 | ROBERT ROONEY | — | -18.36K | $52.18 | -$957.84K | SELL | -8.05% | 209.54K | Jul 21 | View |
| Jul 22, 2020 | Keishi Hotsuki | CHIEF RISK OFFICER | -19.00K | $52.00 | -$988.00K | SELL | -7.23% | 243.67K | Jul 20 | View |
| Jul 21, 2020 | ANDREW SAPERSTEIN | — | -28.85K | $52.56 | -$1.52M | SELL | -19.43% | 119.59K | Jul 17 | View |
| Jul 21, 2020 | ERIC GROSSMAN | — | -54.42K | $52.84 | -$2.88M | SELL | -17.83% | 250.84K | Jul 17 | View |
| Jul 17, 2020 | JAMES GORMAN | — | -150.00K | $52.39 | -$7.86M | SELL | -11.14% | 1.20M | Jul 17 | View |
| Apr 28, 2020 | JEFFREY BRODSKY | — | -18.17K | $40.57 | -$737.32K | SELL | -11.07% | 146.04K | Apr 28 | View |
| Apr 20, 2020 | STEPHEN LUCZO | — | 19.00K | $38.68 | $734.87K | PURCHASE | 10.91% | 193.12K | Apr 17 | View |
| Mar 02, 2020 | STEPHEN LUCZO | — | 50.00K | $44.97 | $2.25M | PURCHASE | 40.28% | 174.12K | Feb 28 | View |
| Feb 24, 2020 | STEPHEN LUCZO | — | 50.00K | $53.00 | $2.65M | PURCHASE | 67.46% | 124.12K | Feb 21 | View |
| Dec 02, 2019 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -25.00K | $49.62 | -$1.24M | SELL | -14.55% | 146.82K | Nov 27 | View |
| Dec 02, 2019 | Keishi Hotsuki | CHIEF RISK OFFICER | -28.00K | $49.78 | -$1.29M | SELL | -10.91% | 228.53K | Nov 26 - Nov 27 | View |
| Nov 22, 2019 | ROBERT ROONEY | HEAD TECH/OPS/RESILIENCE | -51.10K | $49.13 | -$2.51M | SELL | -21.79% | 183.45K | Nov 21 | View |
| Sep 20, 2019 | MITSUBISHI UFJ FINANCIAL GROUP INC | 10% OWNER | 0.00 | $1.02 | -$54.92K | p / s | 0.00% | 0.00 | Apr 23 - Nov 18 | View |
| Apr 22, 2019 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | 7.00K | $47.57 | $332.98K | BUY | 3.73% | 194.55K | Apr 18 | View |
| Feb 28, 2019 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -25.00K | $42.40 | -$1.06M | SELL | -12.88% | 169.03K | Feb 26 | View |
| Jan 23, 2019 | JEFFREY BRODSKY | CHIEF HUMAN RESOURCES OFFICER | -15.56K | $43.38 | -$675.15K | SELL | -11.80% | 116.36K | Jan 18 | View |
| Feb 28, 2018 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -20.00K | $56.91 | -$1.14M | SELL | -9.71% | 186.00K | Feb 26 | View |
| Feb 16, 2018 | JONATHAN PRUZAN | CHIEF FINANCIAL OFFICER | -52.20K | $55.35 | -$2.89M | SELL | -28.64% | 130.05K | Feb 16 | View |
| Feb 16, 2018 | JEFFREY BRODSKY | CHIEF HUMAN RESOURCES OFFICER | -11.05K | $54.97 | -$607.60K | SELL | -9.44% | 106.06K | Feb 14 | View |
| Feb 16, 2018 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -17.42K | $54.72 | -$953.30K | SELL | -8.45% | 188.67K | Feb 14 | View |
| Feb 16, 2018 | JAMES GORMAN | CHAIRMAN AND CEO | -106.24K | $55.34 | -$5.53M | SELL | -7.74% | 1.27M | Feb 14 - Feb 15 | View |
| Feb 15, 2018 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | -96.42K | $53.55 | -$4.66M | SELL | -39.89% | 145.30K | Feb 13 - Feb 14 | View |
| Nov 30, 2017 | Keishi Hotsuki | CHIEF RISK OFFICER | -35.00K | $50.00 | -$1.25M | SELL | -14.45% | 207.27K | Nov 20 - Nov 28 | View |
| Nov 27, 2017 | ALISTAIR DARLING | DIRECTOR | -3.85K | $49.29 | -$189.78K | SELL | -21.31% | 14.22K | Nov 24 | View |
| Oct 25, 2017 | COLM THOMAS KELLEHER | PRESIDENT | -40.00K | $50.59 | -$2.02M | SELL | -5.46% | 692.04K | Oct 23 | View |
| Oct 20, 2017 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -26.08K | $49.83 | -$1.30M | SELL | -11.23% | 206.20K | Oct 18 | View |
| Oct 20, 2017 | JEFFREY BRODSKY | CHIEF HUMAN RESOURCES OFFICER | -16.40K | $50.07 | -$821.02K | SELL | -12.43% | 115.53K | Oct 18 | View |
| Aug 03, 2017 | JAMES GORMAN | CHAIRMAN AND CEO | -4.23K | $38.64 | -$3.66M | SELL | -0.30% | 1.42M | Aug 01 | View |
| Jul 21, 2017 | JONATHAN PRUZAN | CHIEF FINANCIAL OFFICER | -25.77K | $46.68 | -$1.20M | SELL | -11.31% | 202.07K | Jul 20 | View |
| May 12, 2017 | JAMES GORMAN | CHAIRMAN AND CEO | -2.29K | $36.47 | -$2.74M | SELL | -0.16% | 1.39M | Apr 26 - May 10 | View |
| Feb 15, 2017 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -12.48K | $46.03 | -$574.56K | SELL | -5.78% | 203.56K | Feb 14 | View |
| Feb 10, 2017 | COLM THOMAS KELLEHER | PRESIDENT | 0.00 | $36.92 | -$2.51M | SELL-OPTIONS | 0.00% | 654.78K | Feb 08 | View |
| Jan 27, 2017 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -10.00K | $44.25 | -$442.54K | SELL | -4.42% | 216.04K | Jan 26 | View |
| Jan 20, 2017 | JEFFREY BRODSKY | CHIEF HUMAN RESOURCES OFFICER | -3.38K | $42.27 | -$887.65K | SELL | -2.85% | 115.06K | Jan 18 - Jan 19 | View |
| Jan 20, 2017 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -2.89K | $42.14 | -$1.51M | SELL | -1.38% | 206.35K | Jan 18 - Jan 19 | View |
| Jan 20, 2017 | JAMES GORMAN | CHAIRMAN AND CEO | 74.96K | $32.63 | -$7.29M | SELL-OPTIONS | 6.09% | 1.31M | Jan 18 - Jan 19 | View |
| Dec 02, 2016 | JAMES GORMAN | CHAIRMAN AND CEO | -138.82K | $41.38 | -$4.14M | SELL | -9.86% | 1.27M | Oct 26 - Nov 30 | View |
| Dec 02, 2016 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | 0.00 | $36.03 | -$1.46M | SELL-OPTIONS | 0.00% | 265.52K | Dec 01 | View |
| Nov 21, 2016 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | 0.00 | $35.17 | -$843.69K | SELL-OPTIONS | 0.00% | 173.49K | Nov 18 | View |
| Nov 16, 2016 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | 0.00 | $34.51 | -$545.52K | SELL-OPTIONS | 0.00% | 195.35K | Nov 14 | View |
| Nov 16, 2016 | JEFFREY BRODSKY | CHIEF HUMAN RESOURCES OFFICER | 0.00 | $34.56 | -$552.65K | SELL-OPTIONS | 0.00% | 117.96K | Nov 14 | View |
| Nov 14, 2016 | JAMES GORMAN | CHAIRMAN AND CEO | 0.00 | $30.34 | -$2.94M | SELL-OPTIONS | 0.00% | 1.41M | Nov 11 | View |
| Nov 14, 2016 | COLM THOMAS KELLEHER | PRESIDENT | 3.42K | $30.57 | -$3.25M | SELL-OPTIONS | 0.53% | 644.04K | Nov 10 | View |
| Nov 14, 2016 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | 0.00 | $33.93 | -$475.21K | SELL-OPTIONS | 0.00% | 208.44K | Nov 11 | View |
| Nov 10, 2016 | DANIEL SIMKOWITZ | HEAD INVESTMENT MANAGEMENT | -60.12K | $37.56 | -$2.26M | SELL | -18.54% | 264.17K | Nov 10 | View |
| Nov 09, 2016 | JONATHAN PRUZAN | CHIEF FINANCIAL OFFICER | -44.63K | $33.90 | -$1.51M | SELL | -17.12% | 216.11K | Nov 08 | View |
| Oct 31, 2016 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | 0.00 | $28.44 | -$553.25K | SELL-OPTIONS | 0.00% | 172.61K | Oct 27 | View |
| Oct 24, 2016 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | 27.17K | $28.10 | -$1.63M | SELL-OPTIONS | 14.99% | 208.44K | Oct 21 | View |
| Oct 24, 2016 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | 0.00 | $27.91 | -$1.61M | SELL-OPTIONS | 0.00% | 172.61K | Oct 20 | View |
| Oct 24, 2016 | COLM THOMAS KELLEHER | PRESIDENT | 0.00 | $27.94 | -$2.21M | SELL-OPTIONS | 0.00% | 640.62K | Oct 20 | View |
| Sep 01, 2016 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -18.93K | $31.70 | -$600.05K | SELL | -8.83% | 195.35K | Aug 30 | View |
| Aug 18, 2016 | Keishi Hotsuki | CHIEF RISK OFFICER | -15.58K | $26.62 | -$2.15M | SELL | -6.95% | 208.74K | Aug 17 | View |
| Aug 17, 2016 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -20.00K | $30.20 | -$604.00K | SELL | -8.54% | 214.28K | Aug 16 | View |
| Aug 04, 2016 | Donald Nicolaisen | DIRECTOR | -3.30K | $27.88 | -$92.06K | SELL | -3.55% | 89.80K | Aug 02 | View |
| Jul 27, 2016 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | 0.00 | $26.02 | -$359.09K | SELL-OPTIONS | 0.00% | 171.45K | Jul 25 | View |
| Jul 22, 2016 | JEFFREY BRODSKY | CHIEF HUMAN RESOURCES OFFICER | -19.95K | $28.79 | -$574.58K | SELL | -14.53% | 117.35K | Jul 21 | View |
| May 26, 2016 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -24.95K | $28.21 | -$703.87K | SELL | -12.16% | 180.21K | May 25 | View |
| Mar 01, 2016 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | -50.00K | $25.13 | -$1.26M | SELL | -22.65% | 170.77K | Feb 26 | View |
| Aug 04, 2015 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | -12.00K | $39.25 | -$471.00K | SELL | -8.11% | 135.94K | Jul 31 | View |
| May 27, 2015 | Donald Nicolaisen | DIRECTOR | -4.16K | $37.77 | -$157.13K | SELL | -4.84% | 81.87K | May 26 | View |
| May 12, 2015 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -39.46K | $38.37 | -$1.51M | SELL | -18.02% | 179.58K | May 11 | View |
| May 01, 2015 | COLM THOMAS KELLEHER | PRESIDENT, INST'L SECURITIES | -32.83K | $36.72 | -$1.21M | SELL | -6.36% | 483.22K | Apr 29 | View |
| Apr 21, 2015 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | -50.03K | $37.10 | -$1.86M | SELL | -25.27% | 147.94K | Apr 21 | View |
| Apr 21, 2015 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -34.48K | $37.10 | -$1.28M | SELL | -21.67% | 124.65K | Apr 21 | View |
| Jan 23, 2015 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | 22.62K | $35.04 | -$1.94M | GRANT | 12.24% | 207.51K | Dec 04 - Jan 23 | View |
| Nov 26, 2014 | LAURA TYSON | DIRECTOR | -25.00K | $35.30 | -$882.44K | SELL | -26.37% | 69.79K | Nov 26 | View |
| Aug 26, 2014 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | 0.00 | $28.63 | -$616.31K | SELL-OPTIONS | 0.00% | 107.12K | Aug 25 | View |
| Aug 26, 2014 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -10.00K | $34.44 | -$344.40K | SELL | -5.14% | 184.40K | Aug 25 | View |
| Jul 25, 2014 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | 0.00 | $27.94 | -$347.10K | SELL-OPTIONS | 0.00% | 106.79K | Jul 23 | View |
| Jul 24, 2014 | GREGORY FLEMING | PRESIDENT-WEALTH & INVEST MGT | 0.00 | $28.00 | -$1.00M | SELL-OPTIONS | 0.00% | 542.98K | Jul 22 | View |
| Jul 18, 2014 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | -30.80K | $32.50 | -$1.00M | SELL | -22.13% | 108.40K | Jul 18 | View |
| May 09, 2014 | Keishi Hotsuki | CHIEF RISK OFFICER | -33.86K | $30.02 | -$1.02M | SELL | -22.85% | 114.36K | May 08 - May 09 | View |
| May 02, 2014 | HOWARD DAVIES | DIRECTOR | -12.00K | $31.17 | -$374.04K | SELL | -15.43% | 65.77K | May 01 | View |
| Feb 13, 2014 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | -33.50K | $30.18 | -$1.01M | SELL | -9.81% | 308.13K | Feb 12 | View |
| Feb 13, 2014 | PAUL WIRTH | DEPUTY CHIEF FINANCIAL OFFICER | -25.00K | $30.20 | -$755.00K | SELL | -11.47% | 192.99K | Feb 11 | View |
| Feb 07, 2014 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -30.50K | $29.22 | -$891.27K | SELL | -100.00% | 0.00 | Feb 05 | View |
| Jan 29, 2014 | COLM THOMAS KELLEHER | PRESIDENT, INST'L SECURITIES | -38.25K | $30.04 | -$2.44M | SELL | -8.66% | 403.25K | Jan 27 - Jan 29 | View |
| Nov 15, 2013 | Donald Nicolaisen | DIRECTOR | -4.70K | $30.33 | -$142.68K | SELL | -6.31% | 69.88K | Nov 15 | View |
| Aug 02, 2013 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | -126.17K | $27.32 | -$351.06K | SELL | -55.53% | 101.02K | May 09 - Jul 31 | View |
| Feb 14, 2013 | Keishi Hotsuki | CHIEF RISK OFFICER | -23.03K | $23.78 | -$547.64K | SELL | -16.48% | 116.77K | Feb 13 | View |
| Feb 08, 2013 | PAUL WIRTH | DEPUTY CFO/CONTROLLER | -37.38K | $22.95 | -$857.78K | SELL | -18.23% | 167.71K | Feb 07 - Feb 08 | View |
| Feb 05, 2013 | COLM THOMAS KELLEHER | PRESIDENT, INST'L SECURITIES | -136.60K | $23.15 | -$3.16M | SELL | -30.85% | 306.26K | Feb 01 - Feb 04 | View |
| Feb 05, 2013 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -22.11K | $23.04 | -$509.31K | SELL | -25.14% | 65.83K | Feb 01 - Feb 04 | View |
| Jan 24, 2013 | PAUL WIRTH | DEPUTY CFO/CONTROLLER | 52.62K | $22.07 | -$870.41K | ACQUISITION | ∞ | 0.00 | Jan 22 | View |
| Jan 24, 2013 | Keishi Hotsuki | CHIEF RISK OFFICER | -38.19K | $22.05 | -$842.11K | SELL | -19.93% | 153.45K | Jan 22 | View |
| Jan 24, 2013 | COLM THOMAS KELLEHER | PRESIDENT, INST'L SECURITIES | -53.49K | $22.23 | -$1.19M | SELL | -10.78% | 442.87K | Jan 22 | View |
| Jan 24, 2012 | ERIC GROSSMAN | CHIEF LEGAL OFFICER | -19.84K | $18.18 | -$360.64K | SELL | -18.66% | 86.45K | Jan 20 - Jan 23 | View |
| Aug 05, 2011 | HUTHAM OLAYAN | DIRECTOR | 5.00K | $20.00 | $100.00K | BUY | 8.25% | 65.64K | Aug 05 | View |
| Aug 05, 2011 | Paul Taubman | CO-PRESIDENT-INST'L SECURITIES | 50.00K | $20.38 | $1.02M | BUY | 4.55% | 1.15M | Aug 04 | View |
| Aug 05, 2011 | Ruth Porat | CHIEF FINANCIAL OFFICER | 25.00K | $20.50 | $512.50K | BUY | 3.73% | 695.67K | Aug 04 | View |
| Aug 04, 2011 | JAMES GORMAN | PRESIDENT AND CEO | 100.00K | $20.62 | $2.06M | BUY | 11.70% | 954.39K | Aug 04 | View |
| Aug 02, 2011 | JAMES OWENS | DIRECTOR | 5.00K | $22.04 | $110.20K | BUY | 38.32% | 18.05K | Aug 02 | View |
| Jul 22, 2011 | JAMES ROSENTHAL | CHIEF OPERATING OFFICER | -8.00K | $23.72 | -$189.78K | SELL | -3.49% | 221.18K | Jul 22 | View |
| Feb 09, 2011 | PAUL WIRTH | FINANCE DIRECTOR/CONTROLLER | -17.72K | $30.42 | -$538.93K | SELL | -11.14% | 141.28K | Feb 07 | View |
| Feb 09, 2011 | COLM THOMAS KELLEHER | CO-PRESIDENT INST'L SECURITIES | -50.00K | $30.08 | -$1.50M | SELL | -11.66% | 378.67K | Feb 07 | View |
| Aug 11, 2010 | CHINA INVESTMENT CORP | 10% OWNER | -1.60M | $27.42 | -$43.87M | SELL | -1.05% | 150.78M | Aug 09 | View |
| Aug 05, 2010 | CHINA INVESTMENT CORP | 10% OWNER | -1.31M | $27.52 | -$36.05M | SELL | -0.85% | 152.38M | Aug 03 | View |
| Aug 04, 2010 | CHINA INVESTMENT CORP | 10% OWNER | -2.00M | $27.55 | -$55.10M | SELL | -1.28% | 153.69M | Aug 02 | View |
| Aug 03, 2010 | CHINA INVESTMENT CORP | 10% OWNER | -3.34M | $27.10 | -$90.51M | SELL | -2.10% | 155.69M | Jul 30 | View |
| Aug 02, 2010 | CHINA INVESTMENT CORP | 10% OWNER | -2.60M | $27.09 | -$70.43M | SELL | -1.61% | 159.03M | Jul 29 | View |
| Jul 28, 2010 | CHINA INVESTMENT CORP | 10% OWNER | -4.88M | $27.25 | -$132.84M | SELL | -2.93% | 161.63M | Jul 27 | View |
| Jul 27, 2010 | CHINA INVESTMENT CORP | 10% OWNER | -4.63M | $27.04 | -$125.08M | SELL | -2.70% | 166.51M | Jul 23 - Jul 26 | View |
| Jul 23, 2010 | CHINA INVESTMENT CORP | 10% OWNER | -5.10M | $27.17 | -$138.54M | SELL | -2.89% | 171.13M | Jul 21 - Jul 22 | View |
| Apr 28, 2010 | PAUL WIRTH | FINANCE DIRECTOR/CONTROLLER | -14.43K | $30.08 | -$433.96K | SELL | -9.10% | 144.02K | Apr 27 | View |
| Feb 18, 2010 | COLM THOMAS KELLEHER | CO-HEAD INST'L SECURITIES | -50.00K | $27.61 | -$1.38M | SELL | -13.74% | 313.81K | Feb 17 | View |
| Jan 26, 2010 | HUTHAM OLAYAN | DIRECTOR | 3.00K | $27.83 | $83.50K | BUY | 8.76% | 37.26K | Jan 25 | View |
| Jun 11, 2009 | MITSUBISHI UFJ FINANCIAL GROUP INC | 10% OWNER | 17.18M | $27.44 | $471.37M | BUY | 5.05% | 357.54M | Jun 11 | View |
| May 22, 2009 | MITSUBISHI UFJ FINANCIAL GROUP INC | 10% OWNER | 28.73M | $562.00 | $100.00 | BUY | ∞ | 519.88K | May 22 | View |
| May 21, 2009 | WALID CHAMMAH | CO-PRESIDENT | -80.00K | $28.03 | -$2.24M | SELL | -10.67% | 669.50K | May 20 | View |
| May 15, 2009 | PAUL WIRTH | CONTROLLER/PAO | -26.57K | $25.86 | -$687.16K | SELL | -29.61% | 63.16K | May 14 | View |
| Jan 30, 2009 | GARY LYNCH | CHIEF LEGAL OFFICER | -20.00K | $23.05 | -$460.91K | SELL | -4.07% | 470.92K | Jan 28 | View |
| Jan 28, 2009 | THOMAS NIDES | CHIEF ADMINISTRATIVE OFFICER | -12.50K | $19.87 | -$248.38K | SELL | -5.48% | 215.59K | Jan 26 | View |
| Apr 10, 2008 | THOMAS NIDES | CHIEF ADMINISTRATIVE OFFICER | -10.35K | $48.32 | -$500.11K | SELL | -4.57% | 216.17K | Apr 08 | View |
| Apr 03, 2008 | ROY BOSTOCK | DIRECTOR | 10.00K | $49.03 | $490.26K | BUY | 31.10% | 42.15K | Apr 02 | View |
| Mar 27, 2008 | COLM THOMAS KELLEHER | CHIEF FINANCIAL OFFICER | -11.43K | $47.65 | -$544.40K | SELL | -3.95% | 277.93K | Mar 26 | View |
| Jul 10, 2007 | LAURA TYSON | DIRECTOR | -3.80K | $73.33 | -$278.64K | SELL | -15.26% | 21.10K | Jul 06 | View |
| Jul 10, 2007 | LAURA TYSON | DIRECTOR | -6.00K | $73.04 | -$438.21K | SELL | -19.42% | 24.90K | Jul 06 | View |
| Jul 10, 2007 | LAURA TYSON | DIRECTOR | 7.35K | $52.76 | $33.53K | SELL-OPTIONS | 31.22% | 30.90K | Jul 06 | View |
| Jun 27, 2007 | ERSKINE BOWLES | DIRECTOR | 1.00K | $85.09 | $85.09K | BUY | 7.06% | 15.15K | Jun 26 | View |
| Apr 13, 2007 | EILEEN MURRAY | — | 47.00K | $80.35 | $3.78M | BUY | 18.22% | 304.94K | Apr 13 | View |
| Apr 05, 2007 | EILEEN MURRAY | — | -123.31K | $80.05 | -$9.87M | SELL | -32.34% | 257.94K | Apr 03 | View |
| Apr 05, 2007 | GARY LYNCH | CHIEF LEGAL OFFICER | -25.00K | $80.17 | -$2.00M | SELL | -6.68% | 349.43K | Apr 03 | View |
| Mar 27, 2007 | JOHN MACK | CHAIRMAN THE BOARD AND CEO | 0.00 | $61.38 | -$8.01M | SELL-OPTIONS | 0.00% | 2.75M | Mar 23 - Mar 26 | View |
| Jan 08, 2007 | ROBERT KIDDER | DIRECTOR | 0.00 | $50.36 | -$485.76K | SELL-OPTIONS | 0.00% | 63.46K | Jan 05 | View |
| Dec 26, 2006 | ROY BOSTOCK | DIRECTOR | 6.25K | $80.00 | $500.03K | BUY | 30.37% | 26.83K | Dec 22 | View |
| Dec 22, 2006 | THOMAS NIDES | CHIEF ADMINISTRATIVE OFFICER | -11.20K | $81.22 | -$909.71K | SELL | -6.23% | 168.48K | Dec 21 | View |
| Oct 12, 2006 | ROGER HOCHSCHILD | — | 0.00 | $55.33 | -$993.72K | SELL-OPTIONS | 0.00% | 161.46K | Oct 11 - Oct 12 | View |
| Oct 12, 2006 | THOMAS DAULA V | CHIEF RISK OFFICER | -329.00 | $61.07 | -$90.68K | SELL | -0.43% | 76.82K | Oct 10 - Oct 11 | View |
| Oct 05, 2006 | DAVID NELMS | — | 4.84K | $45.12 | -$2.02M | SELL-OPTIONS | 1.09% | 449.10K | Oct 03 - Oct 04 | View |
| Oct 04, 2006 | ROGER HOCHSCHILD | — | -4.70K | $73.05 | -$343.63K | SELL | -2.83% | 161.46K | Oct 02 | View |
| Sep 29, 2006 | DAVID HELENIAK | VICE CHAIRMAN | 130.00 | $59.85 | $7.78K | BUY | 0.04% | 314.66K | Feb 14 | View |
| Sep 25, 2006 | ROY BOSTOCK | DIRECTOR | 3.50K | $70.71 | $247.50K | BUY | 20.53% | 20.55K | Sep 22 | View |
| Jul 14, 2006 | ZOE CRUZ | CO-PRESIDENT | -33.00K | $61.62 | -$2.03M | SELL | -2.54% | 1.27M | Jul 14 | View |
| Jun 27, 2006 | ROY BOSTOCK | DIRECTOR | 2.00K | $60.29 | $120.58K | BUY | 13.32% | 17.02K | Jun 26 | View |
| Apr 13, 2006 | GRIFFITH SEXTON | DIRECTOR | -10.00K | $64.03 | -$640.33K | SELL | -1.53% | 643.14K | Apr 11 | View |
| Mar 28, 2006 | ROY BOSTOCK | DIRECTOR | 1.95K | $61.75 | $120.10K | BUY | ∞ | 1.77K | Mar 27 | View |
| Oct 02, 2003 | Leonard Osser | CHIEF EXECUTIVE OFFICER | 400.45K | $1.01 | $404.46K | BUY | 13.98% | 3.27M | Sep 30 | View |
| Oct 02, 2003 | K. Tucker Andersen | 10% OWNER | 2.32M | $1.01 | $2.35M | BUY | 144.00% | 3.93M | Sep 30 | View |
